Compliance Forms & Documents
Items for Compliance Partners:
- TWU Compliance Implementation Guide (PDF)
- Chapter 8B2.1 Effective Compliance Programs (i.e. “The Law.”) (PDF)
- Compliance Partner Roles and Responsibilities (PDF)
- The TWU Compliance Process Handout (PDF)
- Implementing Compliance at TWU Handout (PDF)
- TWU Recommended Investigation Process (PDF)
- The Society of Corporate Compliance and Ethics Code of Conduct (PDF)
- Compliance Action Plan Template (Word)
- Basic Compliance Audit Program (gives you an idea of what an auditor might ask for) (Word)
July 2016 Compliance Conference Resources
- Compliance Planning PowerPoint Notes (PDF)
- Higher Education Compliance Areas at TWU (PDF)
- Title IX at TWU (PDF)
- Texas Campus Carry - Journey to Compliance (PDF)
- Compliance vs. General Counsel (PDF)
July 2017 Compliance Conference Resources
- Procurement Compliance at TWU (PDF)
- Civility at TWU and Maxient (PDF)
- Records Retention Compliance (PDF)
- The Three Lines of Defense and Compliance Self-Audits (PDF)
- TWU Basic Self-Audit Worksheet (Word)
External Conference Resources
Page last updated 8:50 AM, August 7, 2018